Tag: Capital markets
Income indicators and risks for pharma IPOs
How income indicators and sales expenses impact risks in pharmaceutical IPOs under regulatory scrutiny
Oishika Dasgupta rejoins CAM, boosts capital markets team
Oishika Dasgupta returns to CAM as capital markets partner in Mumbai
DaHui hires private equity partner in corporate boost
DaHui Lawyers adds PE partner Jason Song to its Shanghai team
Jia Yuan adds four to boost cross-border financing team
Jia Yuan adds 4 capital markets lawyers in HK & Beijing to expand its cross-border finance team
Linklaters leads HK’s first IFC social bond issuance
Linklaters advised IFC on Hong Kong’s first HKD5B public social bond issuance
CATL’s HKD35.7bn HKEX debut reignites HK global IPO ambitions
CATL raised HKD35.7 billion in its Hong Kong debut, marking the city’s largest IPO in four years and accelerating the company’s global expansion
CATL’s HKD35.7bn HKEX debut reignites HK global IPO ambitions
China’s CATL raised HKD35.7 billion in Hong Kong’s largest IPO in four years, boosting its global expansion and the city’s fundraising stature
Wilson Sonsini adds partner in HK capital markets boost
Wilson Sonsini hires Chu Yang as corporate partner in Hong Kong to bolster its Asian team after recent departures
K&L Gates lands Greater China IPO expert in practice boost
K&L Gates hires Greater China IPO expert Janney Chong in Hong Kong
Hong Kong’s Eric Chow & Co hires capital markets specialist
Eric Chow & Co. has hired capital markets specialist Liu Kung-wei as a partner
Shashwat Tewary moves to Cooley as partner in Singapore
Shashwat Tewary has joined Cooley’s Singapore office as a capital markets partner, bringing 16 years of regional experience
Cooley adds partner in Singapore amid Indian IPO push
Cooley has hired Shashwat Tewary from Sidley Austin as a partner in Singapore, boosting their Indian and Southeast Asian capital markets expertise
Global Law hires four partners in multiple China offices
GLO hires four new partners in Chengdu, Shanghai, Shenzhen & Beijing, boosting regional and practice capabilities
Baker McKenzie FenXun hires 4 Wilson Sonsini experts in China
Baker McKenzie FenXun hires four Wilson Sonsini experts for its Greater China team
Sullivan, Clifford Chance steer ENN Energy’s HK privatisation
Sullivan & Cromwell and Clifford Chance advise on ENN Energy’s USD11.6B privatisation, involving H shares, HKEX delisting, and regulatory compliance
Baker empowers capital markets with Singapore specialist
Baker McKenzie hires capital markets expert Alexander Stathopoulos
Pillsbury solidifies HK practice with new hire
Pillsbury’s HK office became a solicitors’ firm on 13 March and hired capital markets partner Samuel Ng that month
Bharucha & Partners inducts four equity partners
Bharucha & Partners appointed Vishnu Dutt U, Kaushik Moitra, Sneha Jaisingh, and Swathi Girimaji as equity partners
Wilson Sonsini latest US firm to shut down in Beijing
Wilson Sonsini, based in Silicon Valley, confirms closing its Beijing office after deciding not to renew its lease
Analysis of the two-step de-SPAC structure
SPACs are transforming markets, reshaping IPOs, and driving bold investments with their innovative structure and growth potential
Jones Day recruits two capital markets specialists
Jones Day expands its financial markets team, adding partner Kong Ming and counsel Dominic Sze to its Hong Kong branch
Overseas investments by MFs – Will the RBI blink?
Investors favor local assets over global ones, showing home bias
Ankur Loona, 10 lawyers head to Dentons Link Legal in Mumbai
Ankur Loona and his team of 10 lawyers have joined Dentons Link Legal’s capital markets practice in Mumbai
Timothy Franklyn takes over as deputy MP at Fox & Mandal
Timothy Franklyn has joined Fox & Mandal as deputy managing partner and capital markets head in Bengaluru
Advancements in Capital Markets Law
Discover key advancements in capital markets law in Taiwan and Hong Kong
Wealth management in India: SEBI’s bottom-up approach to investment
The Securities and Exchange Board of India’s (SEBI) decision to introduce a new asset class within the mutual fund framework
The A-List 2024-25
Based on insights from in-house counsel and top business leaders, India Business Law Journal celebrates India’s most popular lawyers making the A-List
Hylands boosts Beijing office with three new partners
Hylands boosts its Beijing office with new partners Liu Xinlei, Luo Bing, and Liu Fei
Cross-border share swaps home and free
The Ministry of Finance amended the Foreign Exchange Management (Non-Debt Instrument) Rules, 2019, in August 2024 to boost foreign direct investment
Kaushik Mukherjee makes equity partner at IndusLaw
Kaushik Mukherjee has joined IndusLaw as an equity partner in the capital markets practice, based in Mumbai
Han Kun NY adds capital markets partner
Han Kun Law Offices has added partner Steve Lin to enhance its capital markets team
Wei Tu hires new Shanghai managing partner
Simon Chen is the new managing partner of Wei Tu's Shanghai branch
Quartet steers USD3.3bn Hyundai India IPO
Shardul Amarchand, Latham & Watkins, White & Case, and Cyril Amarchand advised on Hyundai Motor India’s USD3.3 billion IPO
Quartet acts on landmark USD3.3bn Hyundai India IPO
Hyundai Motor India's $3.3 billion IPO is the largest in India, marking its first listing outside South Korea
Trio acts on HSBC HKD1 bn digital bond issuance
HSBC issued Hong Kong's first private digital bond for HKD1 billion
Stephenson Harwood counsels PDS on USD51 million QIP
Stephenson Harwood advised PDS on the UAE aspects of its INR4.3 billion (USD51 million) qualified institutional placement on Indian markets
Jia Yuan secures capital markets team from A&O Shearman
Jia Yuan added 10 from A&O Shearman, led by Wanda Woo, and partners Daisy Qi and Wang Tiantian
Wintell expands to Singapore in lift for Southeast Asia ties
Wintell & Co is opening its first overseas branch in Singapore to expand its legal practices
Tilleke & Gibbins adds tax, capital market talent in Bangkok
Tilleke & Gibbins hires Pootranon and Krailadsiri for Bangkok capital markets and tax
Trilegal, S&R act on PN Gadgil Jewellers’ USD132m IPO
PN Gadgil, a fast-growing Indian jewelry brand, launched its IPO on September 17 on the NSE
Shin & Kim adds financial regulatory expert
Shin & Kim bolstered its financial regulatory team by adding new partner Seongkoo Cheong, a South Korean derivatives regulations expert
Jingtian & Gongcheng recruits partners in MoFo Asia shake-up
Vivian Yiu joined as a partner, and Huang Ke became a foreign registered lawyer at the same office
Global Law expands with hiring of quartet
Global Law Office has added partners Ryan Ren, Yan Shiye, Cai Ying, and Le Yuxin
Proceed with caution
China's capital market faces tighter regulation, fewer new listings, and renewed interest in key international markets
Linklaters, CAM advises on Piramal Capital’s USD300m notes
Linklaters and CAM advised on Piramal Capital's debut USD300m senior sustainability notes due in 2028, marking its first overseas bond
Han Kun hires capital markets specialist for New York office
Han Kun Law Offices has brought on Wang Yu, a seasoned capital markets expert, as a partner at its New York office
Virtus Law adds partner amid emerging tech opportunities
Stephenson Harwood's Singapore alliance firm, Virtus Law, appoints partner Eunice Yao to bolster expertise in capital markets, M&A, and fintech
ARKO recruits finance expert, IHFP co-founder Dani Indrawan
Dani Indrawan has joined ARKO Law as a partner, enhancing its banking and finance practice
Burgeon Law adds pair to diversify practice areas
Burgeon Law has secured the addition of Ketan Mukhija as a senior partner and Abhinav Agnihotri as a partner from Dentons Link Legal
SEBI amends capital and disclosure requirements
The Securities and Exchange Board of India (SEBI) has published amendments to the SEBI
SEBI approves rules on FPI participation
The Securities and Exchange Board of India (SEBI), in a on 30 April 2024, has approved a new regulatory framework
Process eased for GIFT City investment schemes
The IFSCA has announced significant changes aimed at simplifying the process for financial companies
SEBI initiates same-day stock settlement trial
The Securities and Exchange Board of India (SEBI) has given the green light for the trial launch of the optional T+0 settlement
Haiwen helps Sinopec complete RMB12bn private placement
Haiwen & Partners advises Sinopec on RMB12 billion A-share private placement, led by domestic and Hong Kong partners
SEBI mandates reporting of demised investors
SEBI has mandated the reporting of investor demise by market participants and introduced a centralised reporting mechanism through know your customer (KYC) registration agencies
Zhonglun W&D welcomes two partners to boost services
Zhonglun W&D Law Firm adds partners Chen Xirong and Shaw Liu, boosting practice areas: financing, investments, capital markets, and dispute resolution
Delisting Roadblock?
SEBI’s fixed-price mechanism to face challenges as the 90% delisting threshold remains for companies
Concerns rise on proposed GEM reforms in wake of SPAC’s footsteps
Following stagnation on the GEM, the HKEX is seeking to revitalise its second board but there are concerns the revamp will crimp rather than promote activity as has occurred after the SPAC reforms
SMART ODR portal launches
The Securities and Exchange Board of India (SEBI) has introduced an online dispute resolution system to ease dispute settlements in the Indian securities market
SEBI bars Zee promoters from management
SAT is dissatisfied with SEBI's order on Punit Goenka, ex-MD of Zee, barring him from key managerial positions in the group
Mandatory verification of market rumours
India’s top listed companies must investigate and correct market rumours within hours under new rules from the SEBI
Syndia Liu to boost Chance Bridge’s capital markets in Shanghai
Syndia Liu, formerly a partner at DHH Law Firm, has joined Chance Bridge Partners to become a partner in its Shanghai capital markets practice
Power moves
Partners at Chinese and international law firms analyse changes under the new registration-based listing regime as the momentum shifts on going public
Zhonglun W&D hires six partners to boost Beijing office
Zhonglun W&D Law Firm has hired six partners to join the Beijing office, strengthening its criminal defence, capital markets, corporate and intellectual property sectors
Proposal to shorten IPO listing timelines
SEBI proposes shorter IPO listing timelines in India, benefiting issuers and investors with streamlined processes and timely scrutiny
Regulating RE fractional ownership platforms
The SEBI is planning its next steps on proposed regulation for web-based platforms that offer fractional ownership of real estate assets
Capital markets specialist joins Zhong Lun as equity partner
Zhong Lun Law Firm adds equity partner Wen Ye to the Shanghai office, strengthening its capital markets, M&A and financing sectors
Amman Mineral IPO signals Indonesia’s vibrant capital markets
Milbank, Sidley Austin, and Indonesia’s Hiswara Bunjamin & Tandjung, an associate firm of Herbert Smith Freehills, advised on copper and gold mining company
Jingtian & Gongcheng hires two capital markets partners
Jingtian & Gongcheng hires two partners, Zhang Han and Guo Lei, to bolster its capital markets practice in three offices
Haiwen welcomes three partners to boost capital markets in HK
Haiwen & Partners hires three partners Tom Chau, Wang Zhong and Isaac Chen from Herbert Smith Freehills to strengthen its practice in Hong Kong capital markets practice
Lifang adds partner in Beijing to bolster capital markets
Lifang & Partners hired Jiang Shengyang as a partner in the firm’s Beijing office to strengthen its securities and capital markets practice
AllBright initiates local practice in Hong Kong
AllBright Law Offices has been given approval from the Law Society of Hong Kong to establish a local practice in the firm’s second overseas office to open this year, with its Tokyo branch having started operations in March
Han Kun lands in Singapore, opening first office outside China
Han Kun Law Offices has set up in Singapore, the firm’s first branch outside China and the second overseas premises after its Hong Kong arm qualified to practice in November last year
SEBI completes rollout of XBRL format for IPOs
The Securities and Exchange Board of India (SEBI) has completed a new measure aimed at implementing the XBRL format for filing IPO papers and securities issues
Norton Rose’s HK capital markets lawyer heads to Eric Chow & Co
Hong Kong-based capital markets lawyer Terence Lau has left Norton Rose Fulbright after more than seven years of partnership to join Eric Chow & Co, in association with Chinese law firm Commerce & Finance Law Offices, as a consultant
Rahul Chatterji joins Linklaters, bolsters Asian banking practice
Linklaters hires Rahul Chatterji as a partner to strengthen its Asia banking practice, particularly its leveraged finance capabilities
FPI onboarding process expedited
The SEBI has permitted authorised bank officials to use the Swift mechanism for certification of copies of original documents submitted by foreign portfolio investors (FPIs)
SEBI’s buyback regulations streamlined
The SEBI has announced amendments to its Buy-Back Regulations with the aim of streamlining the process of buyback, promoting ease of doing business, and creating a level playing field for investors
SEBI introduces ISD to boost stakeholder awareness
In a move towards creating greater transparency, the SEBI issued a circular announcing the introduction of the issue summary document (ISD) and the dissemination of issue advertisements
Taiwan’s top 100 lawyers 2023
Following an extensive nomination process, Asia Business Law Journal unveils the top performers of Taiwan’s legal profession
Legal firms step up the game with scores of promotions
Multiple firms have announced the advancement of talent among their various practice groups during April when annual promotions are made for the new fiscal year
Six law firms act on Bitdeer’s Nasdaq SPAC listing
Six firms assisted crypto miner Bitdeer Technologies Holding on its Nasdaq listing after closing a merger with blank cheque company Blue Safari Acquisition at a valuation of USD1.18 billion
Baker McKenzie hires Hong Kong capital markets partner
Baker McKenzie has bolstered its capital markets practice in Hong Kong with the addition of partner Chen Sheng, who previously practised at Clifford Chance
SEBI permits 39 entities to use e-KYC Aadhaar services
SEBI recently listed 39 entities to use the e-KYC Aadhaar authentication services in the securities market as a sub-KYC (know your customer) user agency, under the Prevention of Money Laundering Act, 2002
New governance norms for trusts
The Securities and Exchange Board of India (SEBI) has announced governance norms for REITs and InvITs, in line with those for listed companies. It follows the board’s approval of the concept in December
Intermediaries accountable for laundering, terrorism financing
SEBI has issued a circular stating that intermediaries – including brokers, mutual funds and portfolio managers – can be held accountable for any fraudulent activities committed by their clients
What’s ahead?
We gathered opinions from legal professionals on their hopes and plans for this year, and what they have done to survive the past tumultuous years
SEBI cuts time for listing debt securities
To expedite the trading of securities by investors, the SEBI has stipulated a three working day (T+3) timeline for listing of debt securities issued
Harneys bolsters corporate team in Hong Kong with partner hire
Harneys has enlarged its two-partner corporate team with the hiring of Alan Au for its Hong Kong office
Han Kun adds Tian Yuan’s SH managing partner to boost capital markets
Tian Yuan Law Firm’s Shanghai-based managing partner Xu Ping has moved to Han Kun Law Offices to strengthen the latter’s capital markets capability
A comparison of capital markets regulations
As China and India accelerate their ambitions to be dominant economies in the next decade, their financial market regimes have evolved to encourage company expansions and fundraisings
Walkers’ capital markets specialist takes new role in Dubai firm
Walkers’ corporate lawyer Jo Lit has moved from Hong Kong to Dubai to join independent law firm Ibrahim & Partners as a partner in the capital markets and M&A practice and to head the China desk
Jumping ship
Disruption fuelled by global uncertainty has pervaded the dynamics of the legal workforce, with lawyers across Asia not hesitating to seek out new positions









































































































































