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Tag: Securities Law

Dissecting merger filing under new AML

By Ryan Fang and Simon Shi, Jingtian & Gongcheng

New directions in handling of securities misrepresentations

By He Chunyan and Deng Xiaoming, Han Kun Law Office

Liability for information disclosure by independent directors

By Arrow Zhang, Grandway Law Offices

Insider trading

This column discusses recent empirical research published by the author and Dr Zhang Yang of Wuhan University School of Law on insider trading administrative enforcement by the CSRC for the two decades between 1999 and 2019

Securities firms can defend against investor suitability disputes

By Chen Zhuo and Zheng Yeye, Tian Yuan Law Firm

Inheritance by listco shareholders through trusts

By Meng Wenxiang, Shu Weijia, and Hu Bingzhi, Grandway Law Offices

Watching the watchers

New roles of intermediaries place them under the microscope of capital market regulation

Liability for securities intermediaries under new interpretations

By Eric Liu and Deng Xiaoming, Han Kun Law Offices

Must creditors review external guarantee disclosures?

By Yao Xiaomin and Xue Yuan, Lantai Partners

Star struck

Impact of revised Securities Law on compliance and insider trading

By Du Lianjun and Chu Zhilin, East & Concord Partners

Integrated disclosure system needs further clarification

By Arun Balasubramanian, Linklaters

The ‘200 shareholders’ issue under new Securities Law

By Zhao Zeming, Grandway Law Offices

The validity of options under securities law

By Shailaja Lall and Shivangi Talwar, Shardul Amarchand Mangaldas & Co

Learning to fly

LATEST ON VANTAGE ASIA

Unpacking the pitfalls of bulk commodity pledges, Yao Xiaomin, Wang Yumo

Unpacking the pitfalls of bulk commodity pledges

By Yao Xiaomin and Wang Yumo, Lantai Partners
India's electric vehicle regulation

Electric dreams

As India aims for greater adoption of electric vehicles, some key challenges need to be overcome

MOST READ ON VANTAGE ASIA

Labour contract local tax preferences

Labour contract issues when seeking local tax preferences

By Wang Wenxu, Labours
Are you available?

Are you available?

Under China’s new data regulatory framework, how should companies use publicly available personal information in a compliant manner?

以亚开行为例谈国际金融机构制裁之

ADB case shows how to prevent and respond to IFI sanctions

By Wang Jihong and Xu Yibai, Zhong Lun Law Firm

Correspondents

India future of group of companies doctrine

Guidance awaited on future of group of companies doctrine

By Ashish Anand, HSA Advocates
Safe harbour rule’s effect on anti-monopoly compliance, Michael Gu

‘Safe harbour’ rule’s effect on anti-monopoly compliance

By Michael Gu, AnJie & Broad Law Firm
Trader protection under Futures and Derivatives Law, Guo Zhongqing

Trader protection under Futures and Derivatives Law

By Guo Zhongqing, AllBright Law Offices
regulation of ESG rating providersvideo

Regulators looking to rate ESG rating providers

By Swathi Girimaji and Harshita Kakar, Bharucha & Partners

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