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Tag: Brokers

Intermediaries accountable for laundering, terrorism financing

SEBI has issued a circular stating that intermediaries – including brokers, mutual funds and portfolio managers – can be held accountable for any fraudulent activities committed by their clients

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新公司法下,外资企业如何调整治理结构?video

Governance and foreign-invested enterprises under new Company Law

By Zhou Le, Blossom & Credit Law Firm 

Company Law amendments: highlights and shortcomings

By Wu Dong and Wang Zhengqian, Hui Ye Law Firm
assets discovered after CIRPvideo

Only creditors distribute assets discovered after CIRP

By Sonam Gupta and Divyam Sharma, Bharucha & Partners

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Navigating Legal Horizons- AI Advancements and IP Protection Rules-L

Breaking AI impasse

Exclusive interview with Wang Sijia, IP and data compliance director at NetEase Group, exploring the key challenges to China’s AI growth

securing patient information

Health provider obligations in securing patient information

By Mathew Chacko, Aadya Misra and Shambhavi Mishra, Spice Route Legal

Correspondents

Compliance strategy

How consumer, retail companies can capture compliance and profits

By Quan Kaiming and Yuan Wei, AllBright Law Offices

Product-by-process claim lesson in appeal judgment

By Pravin Anand, Vaishali Mittal, and Siddhant Chamola, Anand and Anand
DSO criminal compliance obligations

New laws tighten DSOs’ criminal compliance obligations

By Ekin Zeng and Chen Yitao, AllBright Law Offices

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