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Home Tags Posts tagged with "Securities and Futures Commission"

Tag: Securities and Futures Commission

Technology neutrality

This column explores tech neutrality's role in financial regulation, addresses tech innovation in regulation, and questions its ongoing relevance

Treating crypto as property in Hong Kong insolvency regime

By Tang Chong, Helmsman

Cooley revamps leadership, refocuses practices

Cooley has revamped its Asian leadership, appointing its first partners in charge of the Hong Kong and Beijing offices, and resolving the succession of Christina Zhang, head of the Shanghai branch for more than a decade

SFC appoints first executive director for legal services division

The Securities and Futures Commission (SFC) has created an executive director post in the legal services division, a first for the regulator, with the three-year appointment of Lisa Chen by Hong Kong Financial Secretary Paul Chan

Cooley restructures Asian leaderships, focuses on life sciences

Cooley has revamped its Asian leadership appointing its first partners in charge of the Hong Kong and Beijing offices, and resolved the succession of Christina Zhang, head of the Shanghai branch for more than a decade

Financial product governance

This article explains the concept of product governance, outlines operational and regulatory fundamentals, and considers developments in jurisdictions such as the UK, Australia, Hong Kong and mainland China

Dechert’s new Hong Kong managing partner expects increase in disputes

Dechert appoints litigation and regulatory enforcement lawyer, Maria Sit, as the Hong Kong office’s managing partner, filling a position that was vacant since former head David Cho left

Former SFC executive director in HK joins Kirkland & Ellis as partner

Brian Ho, the former executive director of corporate finance at Hong Kong’s Securities and Futures Commission (SFC), has joined Kirkland & Ellis’ transactional group as a partner

Hong Kong SFC chief to leave earlier to start new role at UK watchdog

Ashley Alder, chief executive of the Hong Kong Securities and Futures Commission (SFC), will step down at the end of September to chair Britain’s Financial Conduct Authority

Laura Cha re-elected as HKEX chair

Laura Cha Shih May-lung will continue her role as HKEX chair for two more years after being re-elected to the post she has held since 2018

Litigator moves to Eric Chow & Co

Hong Kong law firm Eric Chow & Co in Association with Commerce & Finance Law Offices, has bolstered its litigation practice by adding Christy Leung as a partner

MOST READ ON VANTAGE ASIA

Supreme Court tax regime for online gaming

Supreme Court to set tax regime for online gaming

By Shankey Agrawal, and Lopamudra Mahapatra, BMR Legal

Insights from judicial interpretation of labour disputes (Part II)

By Shaw Zhao and He Yanling, Jingtian & Gongcheng
Fintech new incentive scheme

Fintech goes mainstream through new incentive scheme

By Rohit Jain and Kunal Sharma, Singhania & Co. 

Correspondents

Compliance strategy

How consumer, retail companies can capture compliance and profits

By Quan Kaiming and Yuan Wei, AllBright Law Offices

Product-by-process claim lesson in appeal judgment

By Pravin Anand, Vaishali Mittal, and Siddhant Chamola, Anand and Anand
DSO criminal compliance obligations

New laws tighten DSOs’ criminal compliance obligations

By Ekin Zeng and Chen Yitao, AllBright Law Offices

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