Tag: Securities and Futures Commission
Financial product governance
This article explains the concept of product governance, outlines operational and regulatory fundamentals, and considers developments in jurisdictions such as the UK, Australia, Hong Kong and mainland China
Dechert’s new Hong Kong managing partner expects increase in disputes
Dechert appoints litigation and regulatory enforcement lawyer, Maria Sit, as the Hong Kong office’s managing partner, filling a position that was vacant since former head David Cho left
Former SFC executive director in HK joins Kirkland & Ellis as partner
Brian Ho, the former executive director of corporate finance at Hong Kong’s Securities and Futures Commission (SFC), has joined Kirkland & Ellis’ transactional group as a partner
Hong Kong SFC chief to leave earlier to start new role at UK watchdog
Ashley Alder, chief executive of the Hong Kong Securities and Futures Commission (SFC), will step down at the end of September to chair Britain’s Financial Conduct Authority
Laura Cha re-elected as HKEX chair
Laura Cha Shih May-lung will continue her role as HKEX chair for two more years after being re-elected to the post she has held since 2018
Litigator moves to Eric Chow & Co
Hong Kong law firm Eric Chow & Co in Association with Commerce & Finance Law Offices, has bolstered its litigation practice by adding Christy Leung as a partner