Tag: Regulatory Enforcement
Lawyers urge substantive compliance on cross-border brokers
Futu, Tiger Brokers and Longbridge face action by China’s market regulator, prompting lawyers to urge companies to avoid regulatory grey areas.
Knock knock
Preparing for India’s multi-agency dawn raids: Building response architecture, preserving privilege and documenting every step
Key revisions to Japan’s Whistleblower Protection Act
Japan’s amended Whistleblower Protection Act shifts burden of proof, imposes criminal penalties and raises retaliation risks
Cracking the bad eggs
As Indonesia’s new criminal codes take effect, local and foreign businesses are in a race to keep pace or pay the price
Malaysia lagging in AI governance, says RDS’ Michele Lim
Michele Kythe Lim, newly appointed head of the corporate governance and compliance practice at RDS Partnership
When civil meets criminal: Resolving finance conflicts
The article explores how civil and criminal laws intersect in financial disputes, emphasizing asset recovery, liability, and litigation strategy
Dechert’s finance, disputes talent jumps to Hogan Lovells
Hogan Lovells has hired Dechert partners Michael Wong and Maria Sit from its closing Hong Kong office
Ashurst grows disputes with senior partner hire in Australia
Ashurst has appointed Felicity Healy as a commercial litigation partner, bolstering the firm’s dispute and investigations practice
