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Tag: Portfolio Managers

Intermediaries accountable for laundering, terrorism financing

SEBI has issued a circular stating that intermediaries – including brokers, mutual funds and portfolio managers – can be held accountable for any fraudulent activities committed by their clients

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Anti-bribery-rules-in-Thailand--A-simple-guide-L

Anti-bribery rules in Thailand: A simple guide

By Sakchai Limsiripothong, Pralakorn Siwawej and Korakod Jittimaporn, Weerawong, Chinnavat & Partners Ltd
RBI financial climate risk

RBI’s draft directive for housing finance companies

By Sawant Singh and Aditya Bhargava, Phoenix Legal

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Correspondents

Banning false environmental claimsvideo

Banning false environmental claims benefits private equity

By Vandana Pai and Ayush Jain, Bharucha & Partners

How SOEs carry out effective compliance management evaluation

By Liang Zheng and Wu Yijie, AllBright Law Offices
Compliance strategy

How consumer, retail companies can capture compliance and profits

By Quan Kaiming and Yuan Wei, AllBright Law Offices

Product-by-process claim lesson in appeal judgment

By Pravin Anand, Vaishali Mittal, and Siddhant Chamola, Anand and Anand

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