Regulators for the New Third Board have recently provided more clarification for its listing conditions, addressing the problems it found in its previous examination work.
Q&As for Listing on National Equities Exchange and Quotations (NEEQ): Replies to Several Questions on the Application of Listing Conditions (First Batch) were issued in mid-September and became effective simultaneously.
Liu Zhenguo, a Beijing-based partner of DeHeng Law Offices, told China Business Law Journal that the replies carry the same regulatory weight as the Guidelines on the Basic Criteria Applicable to Conditions for Stock Listing on NEEQ that was published in 2013. Preparing and reviewing the application documents for listing should be subject to both the replies and the guidelines, he said.
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