Tag: Securities and Exchange Commission (SEC)
Business law digest
The Hong Kong Monetary Authority announced the Mandatory Reference Checking Scheme and its implementing guidelines, which aim to tackle the “rolling bad apples” problem, a term referring to people who commit misconduct at a financial institution but can get a new job without disclosing it
The development of SPAC IPOs
Using Special Purpose Acquisition Companies (SPACs) as an alternative to traditional IPOs has been a key feature of financial markets since 2020
